ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Implementer Course

The ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Implementer Course is designed to provide learners with a comprehensive understanding of compliance management principles and internationally recognised standards for establishing effective compliance frameworks. This course focuses on helping organisations develop, implement, and maintain structured compliance management systems that support ethical conduct, legal adherence, and responsible business operations.

This advanced course introduces learners to the key elements of compliance management systems, including governance structures, risk assessment, regulatory obligations, internal controls, and continual improvement processes. Learners gain essential knowledge of both ISO 19600 (guidance on compliance management) and ISO 37301 (certifiable compliance management system requirements), enabling them to understand how organisations can identify compliance risks, prevent violations, and promote a strong culture of integrity and accountability.

Upon completion, learners will have a solid understanding of compliance management system principles and their practical application within organisational environments. The course is suitable for compliance officers, managers, auditors, and professionals seeking to enhance their expertise in governance and regulatory compliance. It supports professional development by strengthening compliance implementation skills, improving organisational governance, and promoting internationally recognised best practices for ethical and lawful business operations in both public and private sector organisations.

Course overview

ISO 19600 and ISO 37301 – Compliance Management Systems Lead Implementer Course

The ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Implementer Course is designed for professionals seeking to develop expertise in compliance management. To ensure learners can effectively engage with the course content, the following entry requirements apply:

  • Age Requirement: Learners should be 16 years of age or above at the time of enrolment.
  • Educational Requirement: A minimum of secondary education or equivalent qualification is required. Relevant backgrounds such as a Diploma in Business Administration, Diploma in Law, Diploma in Compliance, Diploma in Risk Management, or Diploma in Public Administration are highly recommended.
  • Language Proficiency: Learners must have a good command of English (reading, writing, and understanding) to engage effectively with course materials and assessments.
  • Work Experience (Optional): Prior experience in compliance, legal, governance, auditing, or administrative roles is beneficial but not mandatory.
  • Technical Requirements: Access to a computer and a stable internet connection is required for online learning components.

The ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Implementer Course qualification consists of 6 units for the completed qualification.

  1. Introduction to Compliance Management Systems
  2. Understanding ISO 19600 and ISO 37301 Standards
  3. Developing and Implementing a Compliance Management System
  4. Compliance Risk Assessment and Mitigation Strategies
  5. Monitoring, Auditing, and Continuous Improvement
  6. Certification and Regulatory Compliance Frameworks

Here are the learning outcomes for each study unit:

Introduction to Compliance Management Systems

  • Understand the fundamental principles of compliance management systems.
  • Identify the importance of compliance in organisational governance and risk management.

Understanding ISO 19600 and ISO 37301 Standards

  • Differentiate between ISO 19600 guidelines and ISO 37301 requirements.
  • Analyse the key components and applicability of both standards in compliance management.

Developing and Implementing a Compliance Management System

  • Learn the steps for designing and implementing a compliance management system.
  • Understand how to integrate compliance frameworks within organisational operations.

Compliance Risk Assessment and Mitigation Strategies

  • Identify and assess compliance-related risks within an organisation.
  • Develop strategies to mitigate compliance risks and ensure regulatory adherence.

Monitoring, Auditing, and Continuous Improvement

  • Establish monitoring and auditing mechanisms to evaluate compliance effectiveness.
  • Learn techniques for continuous improvement and corrective actions in compliance management.

Certification and Regulatory Compliance Frameworks

  • Understand the process of achieving certification under ISO 37301.
  • Analyse various regulatory compliance frameworks applicable to different industries.

Completing the ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Implementer Course opens pathways for further professional development and career advancement. Learners may pursue the following progressions:

  • Advanced Compliance Certifications – Progress to certifications such as Certified Compliance Professional (CCP) or ISO 37001 Anti-Bribery Management Systems Lead Auditor.
  • Specialisation in Governance and Risk Management – Further studies in corporate governance, risk assessment, and regulatory compliance frameworks to enhance expertise.
  • Leadership Roles in Compliance and Auditing – Career advancement into senior positions such as Compliance Manager, Chief Compliance Officer, or Regulatory Affairs Director.
  • Consultancy and Advisory Roles – Opportunities to work as an independent compliance consultant, advising organisations on best practices and regulatory adherence.

This course equips professionals with the necessary skills to navigate complex compliance landscapes and expand their career opportunities in various industries.

FAQS

This course is ideal for compliance officers, risk managers, legal professionals, auditors, and individuals responsible for regulatory compliance. It is also suitable for consultants and those looking to advance their expertise in compliance management.

Learners will gain skills in compliance planning, risk assessment, governance, regulatory monitoring, and implementation of compliance systems.

ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Implementer Course is 5 days training program. As this Training program have mandatory assessment which will be conducted through Approved Training Centres.

ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Implementer Course is offered in various formats, including online, in-person, or a combination of both. Learners can choose the format that best fits their schedule and learning preferences. But the final decision is made by ATC.

Yes, the ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Implementer Course is an assessment-based qualification. Learners are required to complete mandatory assessments consisting of 100 multiple-choice questions (MCQs). A minimum score of 75% is required to successfully pass the assessments and achieve the qualification.