ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course

The ICTQual ISO 19600 and ISO 37301 Compliance Management Systems Lead Auditor Course is a specialised professional training programme designed to equip learners with the knowledge and skills required to audit and evaluate organisational compliance management systems in accordance with internationally recognised standards. This course focuses on both ISO 19600 (compliance management guidelines) and ISO 37301 (compliance management systems requirements), providing a comprehensive understanding of how organisations establish, implement, and maintain effective compliance frameworks.

The programme introduces learners to key principles of compliance management, including regulatory obligations, ethical governance, risk-based thinking, and continual improvement processes. Learners will also develop practical auditing skills to assess compliance systems, identify non-conformities, evaluate organisational controls, and ensure alignment with legal and regulatory requirements. The course emphasises structured audit methodologies that support transparency, accountability, and effective compliance performance across different sectors.

This qualification is ideal for compliance officers, auditors, legal professionals, risk managers, consultants, and individuals responsible for governance and regulatory oversight. It strengthens both technical and leadership capabilities, enabling learners to conduct compliance management system audits with confidence. Completion of the ICTQual ISO 19600 and ISO 37301 Lead Auditor Course enhances professional credibility and opens pathways to advanced roles in compliance auditing, risk management, corporate governance, and regulatory affairs.

Course overview

ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course

The ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course is designed for professionals seeking to develop expertise in compliance auditing. To enrol in this course, learners must meet the following entry requirements:

  • Minimum Age: Learners must be at least 18 years old at the time of enrolment.
  • Educational Background: A minimum of secondary education is required, although a Level 3 qualification or above in business, law, compliance, or a related field is preferred.
  • Professional Experience: Prior experience in compliance, auditing, risk management, legal, or quality management roles is recommended to support understanding of audit processes and compliance systems.
  • Language Proficiency: Learners must have sufficient English language skills to understand course materials, learners in discussions, and complete assessments effectively at a professional level.

The ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course qualification consists of 7 units for the completed qualification.

  1. Introduction to Compliance Management Systems
  2. Overview of ISO 19600 and ISO 37301 Standards
  3. Compliance Risk Assessment and Auditing Principles
  4. ISO 19011 Guidelines for Auditing Management Systems
  5. Audit Planning, Execution, and Reporting
  6. Corrective Actions and Continuous Improvement
  7. Ethical Considerations in Compliance Auditing

Here are the learning outcomes for each study unit:

Introduction to Compliance Management Systems

  • Understand the fundamental concepts and importance of compliance management systems.
  • Recognise the role of compliance in organisational governance and risk management.

Overview of ISO 19600 and ISO 37301 Standards

  • Explain the key principles and requirements of ISO 19600 and ISO 37301.
  • Identify the differences between ISO 19600 (guidance) and ISO 37301 (certifiable standard).

Compliance Risk Assessment and Auditing Principles

  • Assess compliance risks and their impact on organisational operations.
  • Apply core auditing principles to evaluate compliance management systems.

ISO 19011 Guidelines for Auditing Management Systems

  • Understand the framework and best practices outlined in ISO 19011.
  • Implement audit techniques based on ISO 19011 guidelines.

Audit Planning, Execution, and Reporting

  • Develop structured audit plans in alignment with compliance objectives.
  • Conduct audits, gather evidence, and document findings effectively.

Corrective Actions and Continuous Improvement

  • Recommend corrective actions to address compliance gaps and non-conformities.
  • Support organisations in implementing continuous improvement strategies.

Ethical Considerations in Compliance Auditing

  • Demonstrate ethical decision-making in compliance audits.
  • Uphold integrity, impartiality, and confidentiality in auditing practices.

The ICTQual ISO 19600 and ISO 37301 Compliance Management Systems Lead Auditor Course provides strong career development opportunities in compliance, auditing, and governance roles. It equips professionals with internationally recognised auditing skills that are highly valued across corporate, regulatory, and consultancy environments.

  • Progress into roles such as Compliance Officer or Compliance Manager in various industries
  • Work as an Internal Auditor for ISO 19600 and ISO 37301 compliance systems
  • Advance to Lead Auditor positions in compliance management system audits
  • Move into Risk and Governance Manager roles within organisations
  • Develop a career as a Corporate Compliance Specialist or Consultant
  • Join regulatory bodies or inspection agencies as a Compliance Auditor
  • Enhance opportunities in legal, financial, and corporate governance sectors
  • Provide independent consultancy services for compliance system implementation
  • Take on senior roles in quality assurance and regulatory compliance departments
  • Support organisations in developing, implementing, and improving compliance frameworks

FAQS

This qualification opens opportunities in compliance auditing, corporate governance, risk management, legal compliance, and regulatory advisory roles across various industries.

Learners will develop strong auditing skills, including planning and conducting compliance audits, evaluating organisational compliance systems, and identifying risks and non-conformities. The course also enhances knowledge of ISO 19600 and ISO 37301 standards, regulatory requirements, critical thinking, reporting, and decision-making skills essential for professional compliance roles.

ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course is 5 days training program. As this Training program have mandatory assessment which will be conducted through Approved Training Centres.

ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course is offered in various formats, including online, in-person, or a combination of both. Learners can choose the format that best fits their schedule and learning preferences. But the final decision is made by ATC.

Yes, the ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course is an assessment-based qualification. Learners are required to complete mandatory assessments consisting of 100 multiple-choice questions (MCQs). A minimum score of 75% is required to successfully pass the assessments and achieve the qualification