ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course
Compliance management is a critical aspect of modern organisations, ensuring adherence to regulatory requirements and ethical standards. The ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course provides professionals with the knowledge and skills required to assess and enhance compliance frameworks within various industries. This course is designed to equip participants with auditing expertise, preparing them to lead compliance audits effectively.
ISO 19600 provides guidelines for establishing, developing, implementing, and maintaining an effective compliance management system (CMS). It outlines best practices for organisations to manage compliance risks and maintain integrity in their operations. Although ISO 19600 was originally a guidance standard, it has been succeeded by ISO 37301, which is now a certifiable standard.
Professionals who complete the ICTQual ISO 19600 and ISO 37301 Lead Auditor Course gain a competitive advantage in the field of compliance auditing. The certification enhances career prospects by demonstrating proficiency in evaluating and improving compliance frameworks. Organisations benefit from having qualified lead auditors who can identify risks, recommend corrective actions, and ensure regulatory adherence.
The ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course is an essential qualification for professionals involved in compliance and governance. With a focus on auditing best practices, regulatory requirements, and ethical standards, this course prepares participants to lead compliance audits effectively. By obtaining this certification, professionals and organisations can enhance their compliance capabilities, ensuring long-term success in an evolving regulatory landscape.
ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course
The ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course is designed for professionals seeking to develop expertise in compliance auditing. To enrol in this course, participants must meet the following entry requirements:
- Educational Background: A basic understanding of compliance management, risk assessment, or auditing principles is recommended. A formal qualification in business, law, governance, or a related field is beneficial but not mandatory.
- Professional Experience: Prior experience in compliance management, internal auditing, risk management, or regulatory affairs is preferred. However, individuals with a strong interest in compliance auditing can also apply.
- Knowledge of ISO Standards: Familiarity with ISO management system standards, particularly ISO 19600, ISO 37301, and ISO 19011 (Guidelines for Auditing Management Systems), is advantageous.
- Communication and Analytical Skills: Strong analytical, problem-solving, and communication skills are essential for conducting compliance audits effectively.
- Commitment to Ethical Practices: A commitment to integrity, ethical decision-making, and regulatory compliance is expected from participants.
The ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course qualification consists of 7 units for the completed qualification.
- Introduction to Compliance Management Systems
- Overview of ISO 19600 and ISO 37301 Standards
- Compliance Risk Assessment and Auditing Principles
- ISO 19011 Guidelines for Auditing Management Systems
- Audit Planning, Execution, and Reporting
- Corrective Actions and Continuous Improvement
- Ethical Considerations in Compliance Auditing
Here are the learning outcomes for each study unit:
Introduction to Compliance Management Systems
- Understand the fundamental concepts and importance of compliance management systems.
- Recognise the role of compliance in organisational governance and risk management.
Overview of ISO 19600 and ISO 37301 Standards
- Explain the key principles and requirements of ISO 19600 and ISO 37301.
- Identify the differences between ISO 19600 (guidance) and ISO 37301 (certifiable standard).
Compliance Risk Assessment and Auditing Principles
- Assess compliance risks and their impact on organisational operations.
- Apply core auditing principles to evaluate compliance management systems.
ISO 19011 Guidelines for Auditing Management Systems
- Understand the framework and best practices outlined in ISO 19011.
- Implement audit techniques based on ISO 19011 guidelines.
Audit Planning, Execution, and Reporting
- Develop structured audit plans in alignment with compliance objectives.
- Conduct audits, gather evidence, and document findings effectively.
Corrective Actions and Continuous Improvement
- Recommend corrective actions to address compliance gaps and non-conformities.
- Support organisations in implementing continuous improvement strategies.
Ethical Considerations in Compliance Auditing
- Demonstrate ethical decision-making in compliance audits.
- Uphold integrity, impartiality, and confidentiality in auditing practices.
Professionals who complete the ICTQual ISO 19600 and ISO 37301 – Compliance Management Systems Lead Auditor Course can pursue various future progressions, including:
- Advanced Compliance Certifications – Progress to specialised certifications such as ISO 37001 (Anti-Bribery Management Systems) Lead Auditor or ISO 31000 (Risk Management).
- Senior Compliance and Risk Roles – Pursue career advancement into roles such as Compliance Manager, Chief Compliance Officer, or Risk Management Consultant.
- Auditing and Consultancy – Establish a career as an independent compliance auditor or consultant, assisting organisations in achieving and maintaining compliance.
- Further ISO Lead Auditor Training – Expand expertise by obtaining lead auditor qualifications in other ISO management system standards, such as ISO 9001 (Quality Management) or ISO 27001 (Information Security).
- Higher Education Opportunities – Enrol in postgraduate programmes in compliance, governance, risk management, or business law.
- Industry-Specific Compliance Roles – Specialise in compliance auditing within sectors such as finance, healthcare, manufacturing, or legal services.