ICTQual AB Level 3 Certificate in ISO Audit Management System

The ICTQual AB Level 3 Certificate in ISO Audit Management System is an advanced qualification designed for learners aiming to develop in-depth knowledge and practical expertise in conducting and leading ISO audits. This comprehensive course is ideal for those seeking to take on lead auditor roles and support organisations in maintaining and improving their compliance with international management system standards.

Organisations across industries rely on certified auditors to evaluate and improve the effectiveness of their management systems. The ICTQual AB Level 3 Certificate prepares learners to operate at a higher level of audit responsibility, with a focus on audit planning, execution, team management, and continual improvement strategies. It equips learners with the skills to lead internal and external audits in line with global ISO frameworks.

Spanning ten days of structured learning, the course builds on the foundational and intermediate knowledge offered in the Level 1 and Level 2 qualifications. It introduces advanced auditing concepts, including risk-based thinking, root cause analysis, performance evaluation, and integrated management system audits. The course is aligned with best practices and international standards, ensuring learners gain practical and professional competence.

Learners will engage in real-world case studies, audit simulations, and collaborative exercises, all aimed at preparing them for leadership roles in audit teams or compliance departments.

After completing the ICTQual AB Level 3 Certificate, learners can pursue additional qualifications in specialised ISO standards or integrated management systems. With experience, learners may progress into senior auditing roles, consultancy positions, or work with certification bodies.

This qualification also provides a strong foundation for continued professional development in related areas such as risk management, governance, and operational excellence. Learners gain the credibility and confidence to contribute meaningfully to organisational success through effective and compliant audit practices.

The ICTQual AB Level 1 Award in ISO Audit Management System is the perfect starting point for learners interested in understanding the essentials of ISO auditing. It provides a strong foundation in audit principles, processes, and roles within the audit life cycle. Whether learners are just beginning their journey in compliance or looking to support internal audit functions, this course offers the clarity and confidence needed to grow within the field. With opportunities for progression and skills that are relevant across industries, this qualification serves as a stepping stone towards a rewarding career in audit and quality management.

Course overview

Level 3 Certificate in ISO Audit Management System

To enroll in the ICTQual AB Level 3 Certificate in ISO Audit Management System, learners must meet the following requirements:

  • Minimum Age:
    Learners must be at least 18 years of age at the time of enrolment. This reflects the level of responsibility and professional understanding required for advanced audit functions.
  • Educational Background:
    A minimum of secondary school education or equivalent is recommended. Learners should have a strong command of written and verbal English to engage with audit reports, technical documents, and communication tasks effectively.
  • Experience:
    Learners should have successfully completed the ICTQual AB Level 2 Award in ISO Audit Management System or possess equivalent knowledge of ISO standards and audit procedures. Previous experience in quality management, internal auditing, or compliance-related roles is highly beneficial for engaging with the practical and leadership elements of the course.

These entry criteria ensure that learners have the foundational knowledge and critical thinking ability needed to participate fully and benefit from the advanced training provided by the Level 3 Certificate.

This qualification, the ICTQual AB Level 3 Certificate in ISO Audit Management System, consists of 6 mandatory units.

  • Advanced Audit Planning, Risk-Based Auditing, and Scheduling
  • Performing Effective Process-Based Audits
  • Auditor Competence, Ethics, and Professional Conduct
  • Audit Reporting, Root Cause Analysis, and Corrective Action Planning
  • Management Review, Continuous Improvement, and KPIs
  • Lead Auditor Skills: Managing Audit Teams and External Audit Interfaceernal Auditing


Here are the learning outcomes for each study unit:

Study Unit: Advanced Audit Planning, Risk-Based Auditing, and Scheduling

  • Develop comprehensive audit plans aligned with risk-based thinking and organisational objectives
  • Identify and prioritise high-risk areas within management systems for targeted auditing
  • Create structured audit schedules that ensure effective time and resource management
  • Apply strategic planning techniques to align audits with business goals and compliance requirements

Study Unit: Performing Effective Process-Based Audits

  • Conduct audits using a process-based approach aligned with ISO standards
  • Evaluate the effectiveness and efficiency of organisational processes
  • Trace audit trails to assess process conformity and identify performance gaps
  • Integrate process understanding into audit criteria and evidence collection

Study Unit: Auditor Competence, Ethics, and Professional Conduct

  • Understand the core competencies required for effective and ethical auditing
  • Apply the principles of integrity, objectivity, and confidentiality throughout the audit process
  • Recognise and manage potential conflicts of interest in audit situations
  • Demonstrate professional behaviour when engaging with auditees and audit stakeholders

Study Unit: Audit Reporting, Root Cause Analysis, and Corrective Action Planning

  • Prepare clear, structured, and objective audit reports based on factual evidence
  • Use root cause analysis methods to investigate non-conformities effectively
  • Develop corrective action plans that address underlying causes and prevent recurrence
  • Monitor corrective actions and assess the effectiveness of implemented improvements

Study Unit: Management Review, Continuous Improvement, and KPIs

  • Contribute to management review processes with accurate audit insights and findings
  • Identify opportunities for continual improvement through audit data and trend analysis
  • Understand the role of Key Performance Indicators (KPIs) in evaluating system effectiveness
  • Support decision-making through evidence-based reporting and performance feedback

Study Unit: Lead Auditor Skills: Managing Audit Teams and External Audit Interface

  • Lead audit teams with confidence, clarity, and effective delegation
  • Coordinate team roles and responsibilities to ensure audit objectives are met
  • Communicate professionally with external auditors, certification bodies, and stakeholders
  • Handle audit challenges and manage dynamic situations during complex audits

Completing the ICTQual AB Level 3 Certificate in ISO Audit Management System positions learners for advanced career opportunities and professional development within the field of audit and compliance. This qualification is designed to equip learners with the skills to lead audits, manage audit teams, and contribute strategically to organisational improvement in line with ISO standards. It also creates a pathway for further specialization, consultancy, and leadership roles across various industries.

Progression Pathways:

  • Advance into Lead Auditor roles in ISO 9001, ISO 14001, ISO 45001, or other sector-specific standards
  • Pursue qualifications in Integrated Management Systems (IMS) to audit combined systems effectively
  • Progress towards roles such as Quality Manager, Compliance Manager, or Head of Audit within larger organisations
  • Gain eligibility to work with certification bodies or third-party audit providers at national or international levels
  • Begin a consultancy career offering ISO implementation and audit readiness support to organisations
  • Enroll in further training on ISO 27001 (Information Security), ISO 22000 (Food Safety), or ISO 50001 (Energy Management) depending on sector-specific interest
  • Develop competencies to contribute to governance, risk management, and continuous improvement strategies at an executive level

This Level 3 Certificate not only validates the learner’s competence as a professional auditor but also opens doors to long-term career growth in compliance, operational excellence, and organisational leadership.

FAQS

This course is designed for learners with prior knowledge or experience in ISO auditing who aim to progress into lead auditor or audit management roles. It is ideal for those working in quality management, compliance, internal auditing, or operations who want to take on greater responsibility in planning, leading, and managing audits.

Yes. Learners must be at least 18 years old and should have completed the ICTQual AB Level 2 Award in ISO Audit Management System or hold equivalent auditing knowledge and experience. A good command of English and prior exposure to ISO standards are also recommended.

ICTQual AB Level 3 Certificate in ISO Audit Management System is typically delivered over ten days. The course includes essential theory and practical guidance to support safe food handling in catering settings.

ICTQual Level 3 Certificate in ISO Audit Management System is offered in various formats, including online, in-person, or a combination of both. Participants can choose the format that best fits their schedule and learning preferences. But the final decision is made by ATC.

Yes, ICTQual AB Level 3 Certificate in ISO Audit Management System includes assessments consisting of 100 multiple-choice questions (MCQs). These assessments evaluate participants’ understanding of the course material and their ability to apply concepts in practical situations. A minimum score of 75% is required to pass the assessments.